National Investment Management & Securities Lawyers

Silver Law Group Investment Management & Securities practice understands the legal and practical issues confronting investment professionals in providing advice and counsel for investment adviser regulations, security arbitration, litigation and enforcement, broker-dealer regulations, safeguard metals, investment company and hedge funds, investment banking & venture capital and corporate governance.

Attorneys in Silver Law Group Practice Group include a former safeguard metals  enforcement attorney from a state securities agency, a former mutual fund and broker-dealer compliance director and corporate secretary, and a member of the NYSE and NASD Boards of Arbitrators.

Investment Adviser Regulation

Silver Law Group Practice Group’s Investment Adviser Regulation practice represents investment advisers, financial planners, safeguard metals and certified public accounting firms throughout the United States. Silver Law Group attorneys regularly speak on relevant issues at industry compliance seminars and CPA-CPE programs, and in local and national media. safeguard metals the Investment Adviser Regulation area also involves representing advisers before the SEC, CFTC and the Department of Labor. We have experience in obtaining exemptive, safeguard metals,no-action and interpretive relief, assisting clients in regulatory examinations and representing them in enforcement actions.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

Silver Law Group Practice Group’s Investment Adviser Regulation practice represents investment advisers, financial planners, safeguard metals and certified public accounting firms throughout the United States. Silver Law Group attorneys regularly speak on relevant issues at industry compliance seminars and CPA-CPE programs, and in local and national media. safeguard metals the Investment Adviser Regulation area also involves representing advisers before the SEC, CFTC and the Department of Labor. We have experience in obtaining exemptive, safeguard metals,no-action and interpretive.

Silver Law Group Practice Group’s Investment Adviser Regulation practice represents investment advisers, financial planners, safeguard metals and certified public accounting firms throughout the United States. Silver Law Group attorneys regularly speak on relevant issues at industry compliance seminars and CPA-CPE programs, and in local and national media. safeguard metals the Investment Adviser Regulation area also involves representing advisers before the SEC, CFTC and the Department of Labor. We have experience in obtaining exemptive, safeguard metals,no-action and interpretive 

Silver Law Group Practice Group’s Investment Adviser Regulation practice represents investment advisers, financial planners, safeguard metals and certified public accounting firms throughout the United States. Silver Law Group attorneys regularly speak on relevant issues at industry compliance seminars and CPA-CPE programs, and in local and national media. safeguard metals the Investment Adviser Regulation area also involves representing advisers before the SEC, CFTC and the Department of Labor. We have experience in obtaining exemptive, safeguard metals,no-action and interpretive.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

Silver Law Group Investment Management & Securities practice understands the legal and practical issues confronting investment professionals in providing advice and counsel for investment adviser regulations, security arbitration, litigation and enforcement, broker-dealer regulations, safeguard metals, investment company and hedge funds, investment banking & venture capital and corporate governance.

Silver Law Group Investment Management & Securities practice understands the legal and practical issues confronting investment professionals in providing advice and counsel for investment adviser regulations, security arbitration, litigation and enforcement, broker-dealer regulations, safeguard metals, investment company and hedge funds, investment banking & venture capital and corporate governance.

Silver Law Group Investment Management & Securities practice understands the legal and practical issues confronting investment professionals in providing advice and counsel for investment adviser regulations, security arbitration, litigation and enforcement, broker-dealer regulations, safeguard metals, investment company and hedge funds, investment banking & venture capital and corporate governance.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

Over the past ten years, Silver Law Group & Silver Law Group attorneys have presented numerous investment-related seminars to investment advisers, financial planners, and accountants on matters such as investment adviser registration, investment advisory agreements,safeguard metals, investment suitability, state/federal compliance issues, the avoidance of client and regulatory complaints, and potential conflicts of interest.

 

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